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 Join Our Team

Why Join Ascentis Independent Advisors?

Joining Ascentis gives you access to a powerful support system designed to help you operate and grow your business. With a network of partners and custodians, you’ll have the resources needed to scale and manage your practice effectively.

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RIA Transition

Considering a Move to an RIA?

Whether you’re serious or just curious about what a transition might look like, these articles can help you understand the process—from evaluating an RIA to making the move. Explore the resources below or contact us for a confidential one-on-one conversation about whether a move is right for you.

What to Consider When Moving to an RIA

A guide that explains why an advisor may want to consider a move, what to consider with a move and how to make a transition most effective.

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Our Approach

The Ascentis Experience

Culture of Empowerment

Design your business your way
With Ascentis, we help you build your brand and customize your tech stack so you can run your business the way you want.

Flexible affiliation options
Fee-only or hybrid? Regardless of your preference, Ascentis offers a platform that supports your operational needs.

Multiple custodians
Ascentis is a multi-custodial firm. As an advisor, you may choose to custody assets with one or several simultaneously.

Robust advisor community
Ascentis has a growing network of advisors across the country. Advisors benefit from networking with like-minded professionals within the community.

Creating Greater Value

Dedicated transition support
Ascentis provides structured, hands-on support for financial professionals moving from a large firm or their own practice. A dedicated team works diligently to ensure a seamless transition.

In-house compliance oversight
Ascentis delivers compliance oversight tailored to RIAs and broker-dealer advisors. Our close relationship with advisors allows for flexibility not often found at large broker-dealers.

Marketing and branding support
Our marketing leadership brings over 25 years of financial services experience. Advisors gain access to guidance on personal brand development, consulting, and pre-approved content that can be white-labeled for their practice.

Technology assistance
Ascentis integrates advanced third-party and proprietary tools to power your practice, combining personalized advice with the best of technology.

Practice management consulting
No two practices are alike. Ascentis offers tailored consulting, coaching, M&A support, and succession planning to fit your unique goals.

Enriching Your Business Model

Asset Management Program
Our program operates through a purpose-built asset management RIA. With optional participation, advisors can outsource portfolio management to CFAs and analysts, freeing up time for clients and growth.

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Insurance
Ascentis provides a broad range of insurance solutions to help advisors enhance client experience and integrate insurance strategies seamlessly into their practice.

Process

How to Begin the Conversation

To explore advisor opportunities, simply complete the contact form or call our team. We will respond promptly and prepare for a focused discussion about how you want to build your practice.

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Our Approach

Let’s Start the Conversation